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Compliance Executive

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One of our clients, a leader in the Management and Consultancy industry, is seeking to recruit a Compliance Executive on a full-time basis, reporting to the Managing Director.

RESPONSIBILITIES:

Monitoring of regulatory developments both at EU and local level and interpreting new regulations that are applicable in the funds and investment services industry;

Conducting site reviews;

Identifying and assessing compliance risks;

Development of an annual compliance monitoring plan for the clients;

Identifying any internal deficiencies and weaknesses and recommending actions to be taken to address accordingly which need to be followed up in a timely manner;

Ensuring that the onsite compliance reviews are carried out according to plan;

Drafting of policies and procedures for the clients;

Identify and propose IT systems and operational processed for the clients as part of their mitigation efforts to reduce compliance risk;

Liaising and assisting clients on an ongoing basis.

REQUIREMENTS:

Minimum MQF Level 6 qualification in law, finance, compliance, or equivalent. Degree in law will be considered an asset;

2+ years of previous local experience within the financial services industry 

Have a good understanding of the current laws, rules, regulations and directives impacting funds and investment services;

Excellent verbal and written communication skills in English.

SKILLS:

Strong analytical and time management skills;

Good leadership skills;

Ability to work on own initiative and under pressure, with minimum supervision;

Computer literate, especially with the use of Microsoft Office Package;

Meticulous with a keen eye for detail

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  • Job reference
    C7969/19
  • Country
    Malta
  • Closing date
    2019-10-31
  • Primary job focus
    Legal
  • Job type
    Full Time
  • Status
    Position Opened
  • Salary: 30000
address

Malta Office

183 Constitution Street,
Mosta MST 9054, Malta

T : +356 2339 0100

address

Brussels Office

Rond Point Schuman 6
B-1040 Brussels, Belgium

T : +32 2234 7791